A Convolutional Neural Network Classifier Identifies Tree Species in Mixed-Conifer Forest from Hyperspectral Imagery

Authors: Geoffrey A. Fricker, Jonathan D. Ventura , Jeffrey A. Wolf ,Malcolm P. North , Frank W. Davis and Janet Franklin 

In this study, we automate tree species classification and mapping using field-based training data, high spatial resolution airborne hyperspectral imagery, and a convolutional neural network classifier (CNN). We tested our methods by identifying seven dominant trees species as well as dead standing trees in a mixed-conifer forest in the Southern Sierra Nevada Mountains, CA (USA) using training, validation, and testing datasets composed of spatially-explicit transects and plots sampled across a single strip of imaging spectroscopy. We also used a three-band ‘Red-Green-Blue’ pseudo true-color subset of the hyperspectral imagery strip to test the classification accuracy of a CNN model without the additional non-visible spectral data provided in the hyperspectral imagery. Our classifier is pixel-based rather than object based, although we use three-dimensional structural information from airborne Light Detection and Ranging (LiDAR) to identify trees (points > 5 m above the ground) and the classifier was applied to image pixels that were thus identified as tree crowns. By training a CNN classifier using field data and hyperspectral imagery, we were able to accurately identify tree species and predict their distribution, as well as the distribution of tree mortality, across the landscape. Using a window size of 15 pixels and eight hidden convolutional layers, a CNN model classified the correct species of 713 individual trees from hyperspectral imagery with an average F-score of 0.87 and F-scores ranging from 0.67–0.95 depending on species. The CNN classification model performance increased from a combined F-score of 0.64 for the Red-Green-Blue model to a combined F-score of 0.87 for the hyperspectral model. The hyperspectral CNN model captures the species composition changes across ~700 meters (1935 to 2630 m) of elevation from a lower-elevation mixed oak conifer forest to a higher-elevation fir-dominated coniferous forest. High resolution tree species maps can support forest ecosystem monitoring and management, and identifying dead trees aids landscape assessment of forest mortality resulting from drought, insects and pathogens. We publicly provide our code to apply deep learning classifiers to tree species identification from geospatial imagery and field training data

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